January 2010: 7 Things You Need To Know About Investment Advisors Errors & Omissions Insurance, Choosing An Insurance Carrier
August 2009: "Plain English" Plain and Simple: The U.S. Securities and Exchange Commission's Attempt to Demystify Disclosures Under the '40 Acts
June 2009: Employee Theft On The Rise In Recession
April 2009: Errors & Omissions Claims Against Advisers are on the Rise, Late Reporting Can Result in Lost Coverage!, Can Your Insurance Limits be Increased Midterm?
December 2008: "Discovery" Clauses in Fidelity/Crime Policies -- Reduce the Risk of Losing Coverage by Keeping Your Risk Manager Informed
April 2008: Risk Exposures for Investment Advisors, Mutual Funds, Fund Directors and Hedge Funds
March 2008: The Department of Labor's Investment Advisor Inspection Process: One Chief Compliance Officer's Experience