Insurance News

Announcing the hiring of Jessica L. Thayer, Senior Vice President
Liftman Insurance is pleased to announce the hiring of a new senior vice president and account executive, Jessica L. Thayer.  Previously, Ms. Thayer was with Marsh & McLennan for...Read More
A Message from Mark Liftman, President of Liftman Insurance
As you are aware, the economic downturn in recent years has led to wide stock market fluctuations. In addition, new laws and regulations that govern the financial industry have become more complex...Read More
Understanding Insurance Companies' Financial Ratings
Now more than ever, your insurance carrier's financial rating should be a primary concern before purchasing any type of insurance. Of course, coverage, terms and premiums must be evaluated but if...Read More

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Investment Advisor Errors & Omissions Liability Insurance

This insurance (also known as Investment Advisor E&O Insurance or Professional Liability Insurance) protects the investment advisory firm, its officers, directors and employees in the event they are sued by clients for any actual or alleged negligent act, error or omission or breach of fiduciary duty committed in the scope of performing their professional services. Coverage includes legal defense costs even where allegations are baseless.

Click here to download an Investment Advisor Professional Liability Insurance Application.

Click here to download an Investment Company and Investment Advisor Loss Prevention Guide.

Click here to download claims scenarios for investment advisors.

Click here to download additional claims scenarios.

Click here to open Frequently Asked Questions about Errors & Omissions insurance for investment advisors.