Theodore Liftman Insurance, Inc. Financial Insurance  
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Theodore Liftman Insurance, Inc. Financial Insurance
 
Insurance Products & Services for:
Investment Advisers
Mutual Fund Groups
Hedge Fund Groups / Private Investement Funds
 
 
Current Insurance news

9/1/2008
Important NEW Change to Bonding Requirements for ERISA Advisors
There is an important new modification this year to the Employee Retirement Income Security Act of 1974, as amended (ERISA).

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9/1/2008
A Message from Theodore Liftman, Chairman of the Board
This year, Liftman Insurance celebrates our 51tst year in the insurance business. During that time, we've seen many other insurance agencies come and go.

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STAMP (Securities Transfer Agents Medallion Program) and
SEMP (Stock Exchange Medallion Program) Surety Bonds

 

 

STAMP and SEMP bonds are signature guarantee bonds that protect an Investor, an Issuer of Securities, or Transfer Agent against fraud. Issuers of Securities and Transfer Agents rely upon the signature guarantee process for the transfer of securities. This process makes the Transfer Agent liable for improper securities registration.

A STAMP bond is used by all signature guarantors. A SEMP bond is used by members of a particular stock exchange.

SEC Rule 17ad-15 requires that Transfer Agents adopt an equitable methodology for acceptance of signature guarantees from eligible Guarantor institutions.

Click the following link for specifics: http://www.law.uc.edu/CCL/34ActRls/rule17Ad-15.html

Please call us at 617-439-9595 so we can tell you which of our applications and rates are right for you.

Click here to open a Hartford application

Click here to open a Travelers application

 
 
Theodore Liftman Insurance, Inc.  |  101 Federal Street, Boston, MA 02110-1827  |  Phone: 617-439-9595  |  To email us, click here
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