Links

Here are some useful links to other websites.

Beverly Hills Regulatory Consultants Group (www.bhrcg.com) – Company which assists investment advisers, hedge funds, broker-dealers and their representatives in meeting compliance and regulatory obligations.

BoardIQ (www.boardiq.com) – Information for fund boards.

Compliance Tools (www.compliancetools.com) – Company which provides state-of-the-art technology to organizations which need to manage their compliance exposure.

Financial Adviser (www.financialadvisormagazine.com) – A monthly magazine devoted to financial advisors.

Global Fund News (www.globalfundnews.com) – News and market intelligence for the international mutual fund industry.

IA Week (www.iaweek.com) – Regulatory news and compliance best practices.

Institutional Investor (www.institutionalinvestor.com) – A selection of daily news, analysis, rankings and archives from the Institutional Investor magazines, journals and newsletters.

Investment Advisor (www.investmentadvisor.com) – A magazine that tracks what is going on in the new wealth market in America.

Investment Council Association of America (www.icaa.org) – A not-for-profit organization that represents exclusively the interests of federally registered investment adviser firms.

Market Counsel (www.marketcounsel.com) – A business and regulatory compliance consulting firm.

MGL Consulting (www.mglconsulting.com) – An organization that is the leading provider of registration and compliance services to broker/dealers, investment advisors and insurance companies.

Mutual Fund Bookstore (www.iimutualfundbooks.com) – A bookstore of mutual fund books published by Institutional Investor.

National Association of Active Investment Managers (www.naaim.org) – An association of active money managers.

National Association of Personal Financial Advisors (www.napfa.org) – An organization for fee-only financial planners.

National Regulatory Service (www.nrs-inc.com) – A registration and compliance consulting firm.

National Society of Compliance Professionals (www.nscp.org) – A non-profit membership organization dedicated to serving and supporting compliance officials in the securities industry.

Nye Company (www.nyecompany.com) – A company which provides compliance services.

Pensions & Investments (www.pionline.com) – An international magazine for money managers.

RIA Compliance Consultants(www.ria-compliance-consultants.com) – Industry professionals that are dedicated to working with investment advisors who are also committed to implementing good compliance and risk management strategies.