Investment Adviser Errors & Omissions Liability Insurance

This insurance (also known as Investment Adviser E&O Insurance or Professional Liability Insurance) protects the investment advisory firm, its officers, directors and employees in the event they are sued by clients for any actual or alleged negligent act, error or omission or breach of fiduciary duty committed in the scope of performing their professional services. Coverage includes legal defense costs even where allegations are baseless.

Click here to download an Investment Adviser Professional Liability Insurance Application.

Click here to download an Investment Company and Investment Adviser Loss Prevention Guide.

Click here to download claims scenarios for investment advisers.

Please click here to download additional claims scenarios.

Click here to open Frequently Asked Questions about Errors & Omissions insurance for investment advisers.